Ka Wai (SFC:AMX761) So
蘇家偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai (SFC:AMX761) So (蘇家偉), a licensed former licensee with CE reference AMX761. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-03 | 2023-03-01 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-03 | 2023-03-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-17 | 2022-09-01 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-18 | 2016-07-08 |