Dobie Shung Pok Lo
羅崇博
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dobie Shung Pok Lo (羅崇博), a licensed former licensee with CE reference AMX110. This person has 6.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-26 | 2012-02-13 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-07-14 | 2012-02-13 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-23 | 2012-02-13 |
| Patterson Financial Services Limited | Rep | Type 4 - Advising on securities | 2006-02-02 | 2008-06-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dobie Shung Pok Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.