Kam Wing Kwok
郭錦榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Wing Kwok (郭錦榮), a licensed former licensee with CE reference AMU668. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-13 | 2010-06-04 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-20 | 2009-01-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-19 | 2009-01-07 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-20 | 2008-06-01 |