Yukimi Kondo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yukimi Kondo ( ), a licensed former licensee with CE reference AMU377. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bradbury Asset Management (Hong Kong) Limited 源盛資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2013-02-22 | 2015-01-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-30 | 2012-09-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-11 | 2010-11-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-04 | 2008-03-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-22 | 2006-08-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-07 | 2005-12-14 |