Man Wai Lam
林文偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Wai Lam (林文偉), a licensed former licensee with CE reference AMU241. This person has 4.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-30 | 2010-12-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 - Advising on securities | 2010-09-30 | 2010-12-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-01 | 2010-09-30 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-01 | 2008-05-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 - Advising on securities | 2007-08-01 | 2009-02-25 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-10 | 2007-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Wai Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.