Nicholas John O'Neill
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas John O'Neill ( ), a licensed former licensee with CE reference AMT840. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-04 | 2006-10-13 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-13 | 2006-03-17 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-06 | 2006-02-10 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-25 | 2005-12-03 |