Ka Wai (SFC:AMT811) Chow
周嘉偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai (SFC:AMT811) Chow (周嘉偉), a licensed former licensee with CE reference AMT811. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Investment Management Limited | Rep | Type 9 — Asset management | 2007-09-14 | 2014-08-19 |
| Nexus Investment Management Limited | Rep | Type 4 — Advising on securities | 2007-06-28 | 2014-08-19 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-25 | 2006-11-20 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-11-25 | 2006-07-12 |