Lai Yi Shu
舒麗兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yi Shu (舒麗兒), a licensed former licensee with CE reference AMS605. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-25 | 2013-05-31 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-16 | 2012-06-30 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-16 | 2010-08-16 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-26 | 2007-04-12 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-21 | 2006-08-22 |