Raphael Wai Mun Tham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raphael Wai Mun Tham ( ), a licensed former licensee with CE reference AMS530. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-21 | 2007-08-01 |
| Asia Pacific Financial Capital Limited 亞太金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-11-21 | 2007-08-01 |