Ning (SFC:AMS438) Yang
楊宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning (SFC:AMS438) Yang (楊宁), a licensed former licensee with CE reference AMS438. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-04 | 2013-03-07 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-12-31 | 2011-03-24 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-21 | 2010-06-19 |