Wylie Shuk Fan Au
歐淑凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wylie Shuk Fan Au (歐淑凡), a licensed former licensee with CE reference AMS340. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-29 | 2013-01-25 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-09 | 2008-12-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-09 | 2008-12-15 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-15 | 2007-06-24 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-22 | 2007-06-24 |