Rochelle Jeanne Howie

CE No. AMS322 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rochelle Jeanne Howie (), a licensed former licensee with CE reference AMS322. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2010-01-26 2012-08-14
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance 2010-01-26 2012-08-14
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2008-07-07 2009-02-13
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance 2008-07-07 2009-02-13
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2005-11-14 2005-11-20

Related