Wai Yin Tse
謝偉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Tse (謝偉賢), a licensed former licensee with CE reference AMS265. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-05 | 2011-11-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-18 | 2011-02-15 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-18 | 2011-02-15 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-12-21 | 2011-02-15 |