Shawn David Riley

CE No. AMR319 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shawn David Riley (), a licensed former licensee with CE reference AMR319. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2005-11-04 2007-08-30
Nomura Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2005-11-04 2007-08-30
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2005-11-04 2007-08-30

Related