Shawn David Riley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shawn David Riley ( ), a licensed former licensee with CE reference AMR319. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-04 | 2007-08-30 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-11-04 | 2007-08-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-04 | 2007-08-30 |