Eric J Ritter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric J Ritter ( ), a licensed former licensee with CE reference AMQ693. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hamon Asian Advisors Limited | RO | Type 9 — Asset management | 2011-06-20 | 2012-12-31 |
| Hamon Asset Management Limited | RO | Type 9 — Asset management | 2011-06-20 | 2012-12-31 |
| PFP Capital Limited | RO | Type 9 — Asset management | 2011-06-20 | 2012-12-31 |
| Hamon Asian Advisors Limited | Rep | Type 4 — Advising on securities | 2011-03-29 | 2012-12-31 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | 2011-03-29 | 2012-12-31 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | 2011-03-29 | 2012-12-31 |
| Hamon Asset Management Limited | Rep | Type 5 — Advising on futures contracts | 2011-03-29 | 2012-12-31 |
| PFP Capital Limited | Rep | Type 5 — Advising on futures contracts | 2011-03-29 | 2012-12-31 |
| Hamon Asian Advisors Limited | Rep | Type 9 — Asset management | 2011-03-29 | 2011-06-20 |
| Hamon Asset Management Limited | Rep | Type 9 — Asset management | 2011-03-29 | 2011-06-20 |
| PFP Capital Limited | Rep | Type 9 — Asset management | 2011-03-29 | 2011-06-20 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 |
RO | Type 9 — Asset management | 2006-01-09 | 2011-03-12 |