Jianping Pan
潘建平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianping Pan (潘建平), a licensed former licensee with CE reference AMP594. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-31 | 2015-01-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-09-09 | 2010-08-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-22 | 2009-09-09 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-01 | 2006-02-01 |