Richard Anthony Sexton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Anthony Sexton ( ), a licensed former licensee with CE reference AMP591. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-11-27 | 2008-05-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-25 | 2008-05-30 |