Simon David Peck
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon David Peck, a licensed former licensee with CE reference AMO536. This person has 2.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fleming Family & Partners (Asia) Limited | RO | Type 9 - Asset management | 2008-02-06 | 2009-03-31 |
| Fleming Family & Partners (Asia) Limited | RO | Type 4 - Advising on securities | 2006-11-13 | 2009-03-31 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon David Peck during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Lucy Jane Sutro | Fleming Family & Partners (Asia) Limited | 2006–2009 |
| Simon John Cox | Fleming Family & Partners (Asia) Limited | 2008–2009 |