Joe Cho Lit Chan
陳棗烈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joe Cho Lit Chan (陳棗烈), a licensed former licensee with CE reference AMM394. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-04 | 2014-01-01 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-14 | 2014-01-01 |
| Central Asset Investments and Management Holdings (HK) Limited 中環資產投資有限公司 |
Rep | Type 9 — Asset management | 2005-09-28 | 2008-09-09 |