Joe Cho Lit Chan
陳棗烈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joe Cho Lit Chan (陳棗烈), a licensed former licensee with CE reference AMM394. This person has 5.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-04 | 2014-01-01 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-14 | 2014-01-01 |
| Central Asset Investments and Management Holdings (HK) Limited 中環資產投資有限公司 |
Rep | Type 9 - Asset management | 2005-09-28 | 2008-09-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joe Cho Lit Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.