Tom Yan Liu
劉彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tom Yan Liu (劉彥), a licensed former licensee with CE reference AML273. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-08 | 2009-02-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-08 | 2009-02-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-09-08 | 2009-02-20 |