Richard Edward Moe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Edward Moe, a licensed former licensee with CE reference AML157. This person has 4.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-24 | 2010-01-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-07 | 2007-10-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Edward Moe during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ting Sze Tsoi | CLSA Research Limited | 2008–2010 |
| Andrew Charles Stotz | CLSA Research Limited | 2008–2010 |
| Yat Hei Chan | CLSA Research Limited | 2008–2010 |
| Wei Dai | CLSA Research Limited | 2008–2010 |
| Shaun Donald Cochran | CLSA Research Limited | 2008–2010 |
| Laurence Balanco | CLSA Research Limited | 2008–2010 |
| Alfred Olmedo Dy | CLSA Research Limited | 2008–2010 |
| Heung Yik Leung | CLSA Research Limited | 2008–2010 |
| Christopher John Richter | CLSA Research Limited | 2008–2010 |
| Yew Kiang Wong | CLSA Research Limited | 2008–2010 |
| Xiaopo Wei | CLSA Research Limited | 2008–2010 |
| Edmund Hugh Bradley | CLSA Research Limited | 2008–2010 |
| Atul Goyal | CLSA Research Limited | 2008–2010 |
| Wai Lok Man | CLSA Research Limited | 2008–2010 |
| Christopher James Russell Wood | CLSA Research Limited | 2008–2010 |
| Charles Anthony Yonts | CLSA Research Limited | 2008–2010 |
| Ming-Kai Cheng | CLSA Research Limited | 2008–2010 |
| Tien Chu | CLSA Research Limited | 2008–2010 |
| Wenhan Chen | CLSA Research Limited | 2008–2010 |
| Antonia Maria da Cruz | CLSA Research Limited | 2008–2010 |