Yim (SFC:AMK296) Chan
陳艷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim (SFC:AMK296) Chan (陳艷), a licensed former licensee with CE reference AMK296. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-18 | 2011-06-30 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-02-21 | 2011-06-30 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-22 | 2006-01-31 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-22 | 2006-01-31 |