Sam Mun Leung
梁心敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Mun Leung (梁心敏), a licensed former licensee with CE reference AMJ976. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-30 | 2015-08-18 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-12 | 2014-03-09 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2013-11-12 | 2014-03-09 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-20 | 2013-10-15 |
| Alpha Nova Capital Management Limited |
Rep | Type 4 — Advising on securities | 2005-10-24 | 2006-10-02 |
| Alpha Nova Capital Management Limited |
Rep | Type 6 — Advising on corporate finance | 2005-10-24 | 2006-10-02 |
| Alpha Nova Capital Management Limited |
Rep | Type 9 — Asset management | 2005-10-24 | 2006-10-02 |