Frederick Thomas Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick Thomas Liu, a licensed former licensee with CE reference AMJ860. This person has 13.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-19 | 2025-06-30 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-19 | 2025-06-30 |
| Harbert Asian Fund Advisors, Limited | RO | Type 9 - Asset management | 2011-08-24 | 2015-06-13 |
| INV Partners Limited | Rep | Type 9 - Asset management | 2010-09-01 | 2011-01-26 |
| MY.Alpha Management HK Advisors Limited | Rep | Type 9 - Asset management | 2007-10-31 | 2009-01-31 |
| Sandell Asset Management Asia Limited | Rep | Type 4 - Advising on securities | 2005-10-03 | 2007-02-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frederick Thomas Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.