Hok Pun Kwok
郭學斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Pun Kwok (郭學斌), a licensed former licensee with CE reference AMI215. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-28 | 2021-07-16 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-08-01 | 2021-07-16 |