Ka Yeung (SFC:AMI151) Chan
陳家揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yeung (SFC:AMI151) Chan (陳家揚), a licensed former licensee with CE reference AMI151. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-08 | 2017-05-25 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-08 | 2017-05-25 |
| Yong Rong (HK) Asset Management Limited 涌容(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-08-12 | 2013-12-31 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-16 | 2012-05-26 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-16 | 2012-04-30 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-11-18 | 2011-08-06 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-18 | 2011-08-06 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-09 | 2011-08-06 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-09 | 2011-08-06 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-13 | 2007-04-04 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-05 | 2007-04-04 |