Wing Sum Lok
樂榮琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sum Lok (樂榮琛), a licensed former licensee with CE reference AMH581. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-20 | 2023-11-30 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-20 | 2023-11-30 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-08-24 | 2007-10-18 |