Brian Steven Yoon

CE No. AMH573 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Steven Yoon (), a licensed former licensee with CE reference AMH573. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 2 - Dealing in futures contracts 2012-05-30 2017-01-01
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 4 - Advising on securities 2012-05-30 2017-01-01
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 7 - Providing automated trading services 2012-05-30 2013-11-01
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 1 - Dealing in securities 2009-01-30 2017-01-01
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-11-07 2012-05-30
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 7 - Providing automated trading services 2008-11-07 2012-05-30
Credit Suisse Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2008-08-28 2008-11-24
Credit Suisse Futures (Hong Kong) Limited Rep Type 7 - Providing automated trading services 2008-08-28 2008-11-24
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2005-07-28 2009-01-30

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