Nicholas Edward Carlton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Edward Carlton ( ), a licensed former licensee with CE reference AMG956. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-03 | 2015-02-26 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-24 | 2012-06-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-25 | 2007-08-15 |