Jennie Sin Hing Mok
莫倩卿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jennie Sin Hing Mok (莫倩卿), a licensed former licensee with CE reference AMG922. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Original Group Securities Limited 原創集團證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-15 | 2017-04-30 |
| Supreme China Securities Limited 智華證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-10 | 2016-06-30 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-26 | 2014-07-02 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-26 | 2014-07-02 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-14 | 2012-09-15 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-09-14 | 2012-09-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2011-09-14 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-22 | 2011-09-14 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-08-02 | 2011-08-14 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-10 | 2011-08-14 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-10 | 2011-08-02 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-25 | 2011-03-10 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-07 | 2008-07-31 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-07 | 2008-07-31 |