Ruiyun Lu
陸瑞云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruiyun Lu (陸瑞云), a licensed former licensee with CE reference AME939. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-19 | 2010-08-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-19 | 2009-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2007-07-19 | 2009-03-31 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-12 | 2006-09-25 |