Geoffrey Raymond Howie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Raymond Howie ( ), a licensed former licensee with CE reference AME455. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-13 | 2011-01-31 |
| Macquarie Asia Securities Limited |
RO | Type 2 — Dealing in futures contracts | 2008-07-08 | 2009-03-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-10 | 2009-03-06 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2008-03-10 | 2008-07-08 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-26 | 2007-04-25 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-08-26 | 2007-04-25 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
RO | Type 4 — Advising on securities | 2005-08-26 | 2007-04-25 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-08-26 | 2007-04-25 |