David Yan Wah Lai
賴仁樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Yan Wah Lai (賴仁樺), a licensed former licensee with CE reference AMC142. This person has 7.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-20 | 2013-09-13 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-28 | 2013-09-13 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-12 | 2008-06-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-08 | 2007-04-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-05-08 | 2007-04-01 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-06-13 | 2005-06-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Yan Wah Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.