Siu Fung Lee
李紹烽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fung Lee (李紹烽), a licensed former licensee with CE reference ALZ987. This person has 15.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-14 | 2022-10-19 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-02-14 | 2022-10-19 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 9 - Asset management | 2022-02-14 | 2022-10-19 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-22 | 2020-01-20 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-27 | 2010-06-15 |