Gilbert Yiu Tong Lo
羅耀棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gilbert Yiu Tong Lo (羅耀棠), a licensed former licensee with CE reference ALZ745. This person has 3.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-15 | 2014-10-03 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2012-06-29 | 2012-09-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-31 | 2007-08-04 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-31 | 2007-08-04 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-18 | 2005-10-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gilbert Yiu Tong Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.