Gilbert Yiu Tong Lo
羅耀棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gilbert Yiu Tong Lo (羅耀棠), a licensed former licensee with CE reference ALZ745. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-15 | 2014-10-03 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2012-06-29 | 2012-09-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-31 | 2007-08-04 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-31 | 2007-08-04 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-18 | 2005-10-07 |