Richard Timothy Clarke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Timothy Clarke, a licensed former licensee with CE reference ALZ688. This person has 6.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Parry International Trading Limited | RO | Type 1 - Dealing in securities | 2011-05-20 | 2014-04-30 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-28 | 2009-02-06 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-20 | 2009-02-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Timothy Clarke during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.