Chi Ming Tam
譚志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Tam (譚志明), a licensed former licensee with CE reference ALZ493. This person has 12.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-24 | 2017-08-05 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-24 | 2017-08-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ming Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.