Kai Cho Lo
盧繼藻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Cho Lo (盧繼藻), a licensed former licensee with CE reference ALY307. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-01-17 | 2012-03-10 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-26 | 2012-03-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-25 | 2006-01-16 |