Wai Man (SFC:ALV215) Chow
周慧敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:ALV215) Chow (周慧敏), a licensed former licensee with CE reference ALV215. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-04 | 2016-08-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-24 | 2016-08-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2016-02-24 | 2016-08-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 — Asset management | 2014-11-18 | 2016-02-24 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2012-07-03 | 2014-11-18 |
| iMarkets Limited |
RO | Type 1 — Dealing in securities | 2009-11-12 | 2013-12-09 |
| iMarkets Structured Products Limited | RO | Type 4 — Advising on securities | 2009-11-12 | 2013-12-09 |
| iMarkets Limited |
RO | Type 7 — Providing automated trading services | 2009-11-12 | 2013-12-09 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-13 | 2016-02-24 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 — Advising on securities | 2005-04-19 | 2016-03-04 |