Raihan Uzzaman Khan

CE No. ALV143 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raihan Uzzaman Khan (), a licensed former licensee with CE reference ALV143. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Hong Kong Securities Limited Rep Type 2 - Dealing in futures contracts 2010-12-06 2011-03-30
Morgan Stanley Hong Kong Securities Limited Rep Type 1 - Dealing in securities 2010-01-12 2011-03-30
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 - Providing automated trading services 2010-01-12 2011-03-30
Morgan Stanley Hong Kong Futures Limited Rep Type 7 - Providing automated trading services 2010-01-12 2010-12-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2006-01-25 2011-03-30
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts 2006-01-25 2010-12-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2005-05-27 2005-12-30
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts 2005-05-27 2005-12-30
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2005-03-21 2005-04-04

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