Wai Wah Tam
譚渭樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Wah Tam (譚渭樺), a licensed former licensee with CE reference ALU988. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-22 | 2005-06-09 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-03-22 | 2005-06-09 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-03-22 | 2005-06-09 |