Shirley Pui Yen Chan
陳珮恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Pui Yen Chan (陳珮恩), a licensed former licensee with CE reference ALU922. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-21 | 2018-01-28 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | 2014-08-07 | 2018-01-28 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-17 | 2018-01-28 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-17 | 2018-01-28 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-17 | 2014-08-07 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-11 | 2006-01-16 |