Yik Kwong Lin
練奕光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Kwong Lin (練奕光), a licensed former licensee with CE reference ALU921. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-24 | 2018-08-31 |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 4 — Advising on securities | 2010-06-24 | 2018-08-31 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2007-10-04 | 2018-08-31 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-24 | 2018-08-31 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-11 | 2018-08-31 |