Wing Kin Kwan
關永堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Kin Kwan (關永堅), a licensed former licensee with CE reference ALU751. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asiya Investments Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2014-04-22 | 2016-07-07 |
| Asiya Investments Hong Kong Limited |
Rep | Type 9 — Asset management | 2014-04-22 | 2016-07-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-15 | 2013-09-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-07-15 | 2013-09-11 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-25 | 2008-06-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-06-25 | 2008-06-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-18 | 2008-06-01 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-10 | 2007-05-03 |