Richard Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Liu ( ), a licensed former licensee with CE reference ALU165. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-03-24 | 2008-01-31 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-03-10 | 2006-01-25 |