Raymond Ka Yin Mok
莫家彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ka Yin Mok (莫家彥), a licensed former licensee with CE reference ALT768. This person has 11.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2013-11-27 | 2018-02-24 |
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-12-17 | 2018-02-24 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2008-10-08 | 2011-12-13 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-04-30 | 2008-10-08 |
| MF Global Foreign Exchange HK Limited 明富環球外匯香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-11-07 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-10-13 | 2011-12-13 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-10-13 | 2011-12-13 |
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-10-10 | 2006-06-29 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-02-25 | 2005-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Ka Yin Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.