Raymond Ka Yin Mok
莫家彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ka Yin Mok (莫家彥), a licensed former licensee with CE reference ALT768. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2013-11-27 | 2018-02-24 |
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-17 | 2018-02-24 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2008-10-08 | 2011-12-13 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-04-30 | 2008-10-08 |
| MF Global Foreign Exchange HK Limited 明富環球外匯香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-11-07 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-10-13 | 2011-12-13 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-10-13 | 2011-12-13 |
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-10-10 | 2006-06-29 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-02-25 | 2005-08-15 |