Paul John Russell Nesbitt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul John Russell Nesbitt ( ), a licensed former licensee with CE reference ALS754. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-07 | 2008-05-07 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-04 | 2007-11-04 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-06 | 2007-04-05 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-03-06 | 2007-04-05 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-26 | 2006-10-25 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-14 | 2006-04-13 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-28 | 2005-12-28 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-02-22 | 2005-03-22 |