Wai Yin (SFC:ALS534) Lau
劉偉然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin (SFC:ALS534) Lau (劉偉然), a licensed former licensee with CE reference ALS534. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-25 | 2006-10-17 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-02-25 | 2006-10-17 |