Joseph Ming Him Wong
王銘謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Ming Him Wong (王銘謙), a licensed former licensee with CE reference ALS502. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-03-07 | 2007-04-17 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-13 | 2007-04-17 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-17 | 2007-01-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-02-17 | 2007-01-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-02-17 | 2007-01-20 |