James Kin Ming Lee
李建明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Kin Ming Lee (李建明), a licensed former licensee with CE reference ALQ833. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-26 | 2005-03-22 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-26 | 2005-03-22 |